JOURNAL OF THE KOREAN SOCIETY OF CIVIL ENGINEERS. February 2019. 155-163
https://doi.org/10.12652/Ksce.2019.39.1.0155

# MAIN

• 1. Introduction

• 2. Materials and Methods

•   2.1 Climate Change Scenario and Target Area

•   2.2 Drought Indices

•   2.3 Drought Propagation Rate and Lag Time

•   2.4 Probabilistic Analysis of Drought Propagation Using a Bayesian Network

• 3. Results and Discussion

•   3.1 Identification of Drought Events and Their Relationship

•   3.2 Spatial Distribution of Drought Propagation Rate and Lag Time

•   3.3 Probabilistic Relationship of Lag Time with Meteorological Drought

• 4. Summary & Conclusion

## 1. Introduction

The drought is a natural phenomenon resulted from complex linkages of hydrological conditions, environmental conditions and bio-geophysical mechanism. Meteorological drought may start quickly as it mainly depends on the deficiency of precipitation while hydrological drought lags behind it. The hydrological drought lag indicates a relationship between two drought types, which can be understood by the term propagation of drought (Peters et al., 2006; Vidal et al., 2010). However, it is difficult to understand the drought propagation since it depends on the catchment and climatic properties as well (Mishra et al., 2010). Presently, a great threat is the global warming which resulted in climate change that ultimately causes variations in drought characteristics. Therefore, accurate representation of drought over historic and future time period under climate change is necessary for making any adaptation and mitigation plan.

There exists a degree of variation in the climate on all time scales, and drought is among one of the extreme events depending on variation of precipitation. Tallaksen and Van Lanen(2004) presented a detailed study on the development of droughts in different climates around the world. South Korea has been already classified by the United Nations as a country suffering from more frequent and extreme droughts and floods since the late 1990s (Choi et al., 2008), and the drought risk is likely to increase over the course of the twenty-first century due to climate change (Boo et al., 2004; Yoo et al., 2012).

In literature on drought, limited works have been focused on estimating the propagation rate and lag time between drought types. For instance, Liu et al.(2012) estimated a lag time of two-month between Standardized Precipitation Index (SPI) and Standardized Runoff Index (SRI) at a small drought-prone basin in Oklahoma of the USA. Zhao et al.(2014) found that nine out of eleven meteorological drought events were propagated to streamflow drought and lag time was observed as 127 days in comparison between SPI and SRI in Jinghe River basin, China. Similarly, Wu et al.(2016) and Huang et al.(2017) found seasonal variations in lag time from SPI to the Standardized Streamflow Index (SSI). Sattar and Kim(2018) found the drought propagation varied with intensity of meteorological drought and with the type of drought index in the Han River basin of South Korea.

These drought propagation studies are based only on the historical analysis but no one perceives the future influence of climate change on drought propagation. Therefore, the main objective of this study is to find distribution patterns of propagation rate and lag time with space and under future climate change scenario, and to find spatial and temporal probabilistic relationship of lag time with intensity of meteorological drought.

## 2. Materials and Methods

2.1 Climate Change Scenario and Target Area

For more realistic prediction of future climate change, the Intergovernmental Panel for Climate Change (IPCC) published its fifth assessment report in which they introduced the climate change scenarios on the basis of greenhouse gas emission and human impact to the atmosphere, known as Representative Concentration Pathway (RCP) (Moss et al., 2010). These scenarios provide more rational information based on all possible combinations of greenhouse gas emission and human influence in the form of RCP 2.6, 4.5, 6.0, and 8.5 (Meinshausen et al., 2011). The RCP 2.6 scenario assumes that the greenhouse gas emissions reach a peak between 2010 and 2020 and then decline gradually. The RCP 4.5 represents the case where the emissions reach a peak around 2040 and then decline. In the RCP 6.0, the emissions reach the peak around 2080 and then decline. However, in the RCP 8.5 scenario, greenhouse gas emissions continue to rise throughout the 21st century with the continuity of the present level of greenhouses gas emission (Riahi et al., 2011). Therefore, we employed the RCP 8.5 scenario in our targeted area to investigate the worst future changes in drought propagation.

The Han River basin is the largest river basin of South Korea, and a big source of water for drinking, industry, irrigation, and hydropower generation. The mean annual precipitation in this basin is about 1,300 mm with seasonal variations (Chang and Kwon, 2007). The Han River basin has 24 subbasins, as shown in Fig. 1, and the detail of the subbasins can be found in Yoon et al.(2013).

##### Fig. 1.

Location of Han River Basin and its Sub-Basins

Historical precipitation data of period 1967-2013 were collected from Korea Meteorological Administration (KMA) and runoff data for each subbasin were calculated using the widely adopted TANK model. For future period RCP 8.5 scenario data from 2014-2100 were downscaled using the HadGEM2-AO model with a 1-degree resolution. For more detail visualization this future period was further subdivided into two periods of 2014-2053 and 2054-2100.

2.2 Drought Indices

The meteorological and hydrological drought were estimated using Standardized Precipitation Index (SPI) and Standardized Runoff Index (SRI), respectively, on weekly time scale. To calculate the SPI and SRI, firstly, the daily data (precipitation for SPI and runoff for SRI) were aggregated into weekly time scales, and then set of marginal distributions were tested to find the best-fit distribution. After selecting the best-fit distribution, it was transformed into the standard normal distribution having mean zero and standard deviation one. In this study, after investigating various distributions as candidates for the marginal distribution, the two-parameter gamma distribution and lognormal distribution were selected as the best fitted distribution for the SPI and SRI, respectively, based on the Akaike information criterion (AIC), as shown in Table 1.

Table 1. AIC Test Values to Select the Best Distribution for Drought Indices

 Distribution AIC values Name Probability Density Function SPI SRI Gamma $f\left(x\right)=\frac{1}{\mathrm{α}\mathrm{Γ}\left(\mathrm{β}\right)}{\left(\frac{x}{\mathrm{α}}\right)}^{\mathrm{β}-1}exp\left(-\frac{x}{\mathrm{α}}\right)$ 20440 23510 GEV $f\left(x\right)=\frac{1}{\mathrm{α}}{\left[1-\mathrm{β}\left(\frac{x-{x}_{0}}{\mathrm{α}}\right)\right]}^{\frac{1}{\mathrm{β}}-1}exp\left\{-{\left[1-\mathrm{β}\left(\frac{x-{x}_{0}}{\mathrm{α}}\right)\right]}^{\frac{1}{\mathrm{β}}}\right\}$ 21580 22640 Log-normal $f\left(x\right)=\frac{1}{{\mathrm{σ}}_{y}\sqrt{2\mathrm{ϕ}}}\frac{1}{x}exp\left[-\frac{1}{2}{\left(\frac{\mathrm{ln}x-{\mathrm{μ}}_{y}}{{\mathrm{σ}}_{x}}\right)}^{2}\right], y=\mathrm{ln}x$ 23500 22210 Weibull $f\left(x\right)=\frac{\mathrm{β}}{\mathrm{α}}{\left(\frac{x}{\mathrm{α}}\right)}^{\mathrm{β}-1}exp\left[-{\left(\frac{x}{\mathrm{α}}\right)}^{\mathrm{β}}\right]$ 25220 23340 Exponential $f\left(x\right)=\mathrm{λ}exp\left(-\mathrm{λ}x\right)$ 21350 23800

After identifying drought events from the time series of SPI and SRI based on the run theory, as shown in Fig. 2, the main characteristics of drought event were calculated with the threshold value of -1. Table 2 provides the major classification of different drought events based on SPI and SRI.

##### Fig. 2.

Definition of Drought Characteristics and the Lag Time of Drought Propagation

Table 2. Classification of Drought Intensity According to Standardized Indices

 SPI/SRI Classification Greater than 0 No drought -1 to 0 Near Normal -1.5 to -1 Moderate drought -2 to -1.5 Severe drought Less than -2 Extreme drought

2.3 Drought Propagation Rate and Lag Time

To estimate the propagation rate and its spatial distribution, we employed the response rate which creates a connection between meteorological and hydrological droughts (Zhao et al., 2016). If the percentage of propagation is high, hydrological drought is more sensitive to meteorological drought, whereas a lower percentage indicates that the relationship is weak. The mathematical expression of the response rate is given as:

 $$R_r=\frac mn\times100$$ (1)

where Rr is the response rate in percentage, n is the number of meteorological droughts during the record period, and m is the number hydrological droughts responded to meteorological droughts.

As an indicator of drought propagation, in this study, we used a lag time which was defined as the time taken by meteorological drought to propagate through the terrestrial part of the hydrological cycle into hydrological drought, as shown in Fig. 2. The lag time was estimated by finding the time difference between start of meteorological and hydrological drought, mathematically it can be expressed as:

 $$LT=T_M-T_H$$ (2)

where LT is the lag time in weeks, TM is the time when meteorological droughts started and TH is the time of starting of hydrological drought. Based on the response rate, we separated the propagated drought events and their characteristics identified through the SPI and SRI were used for further analysis.

2.4 Probabilistic Analysis of Drought Propagation Using a Bayesian Network

A Bayesian network (BN) is among a family of probabilistic graphical models, incorporating the concept of conditional dependencies to estimate the relationship between random variables (X), e.g., in this study, drought intensity or lag time. The BN model has two parts: (1) the qualitative part, that is called the network structure, and (2) the quantitative part that incorporates the probability concept associated with each random variable. The joint probability of the set of random variables $X=\left({X}_{t1},···,{X}_{tm}\right)$, can be written as the product of individual marginal distribution of variable conditional on their parent variables.

 $$P(X_{t1},\cdot\cdot\cdot,X_{tn})=P(X_{tn}\left|X_{t1}\right.,\cdot\cdot\cdot,X_{tn-1})P(X_{t1},\cdot\cdot\cdot,X_{tn-1})$$ (3)

By rearranging Eq. (3) we obtained:

 $$P(X_{tn}\left|X_{t1}\right.,\cdot\cdot\cdot,X_{tn-1})=\frac{P(X_{t1},\cdot\cdot\cdot,X_{tn})}{P(X_{t1},\cdot\cdot\cdot,X_{tn-1})}$$ (4)

To find out the joint probability function on the right hand side of Eq. (4), we employed copula functions, more details can be found at Madadgar and Moradkhani (2014). If ui is the univariate marginal distribution and C is the cumulative copula function, then Eq. (4) can be written as:

 $$P(X_{tn}\left|X_{t1}\right.,\cdot\cdot\cdot,X_{tn-1})=\frac{C(u_{t1},\cdot\cdot\cdot,u_{tn})}{C(u_{t1},\cdot\cdot\cdot,u_{tn-1})}$$ (5)

If there are two random variables, i.e., n = 2, this case could be named as Bayesian network of first order (BNFO) and Eq. (5) leads to form the following expression:

 $$P(X_{t2}\left|X_{t1}\right.)=\frac{C(u_{t1},u_{t2})}{u_{t1}}$$ (6)

Eq. (6) was used to find the relationship between lag time and intensity of meteorological drought. The procedural steps are given in Fig. 3. Since we had event-based data of lag time and intensity of meteorological drought, we applied a Poisson distribution on lag time and intensity to find the marginal probability of each random variable. Thus, the probability of lag time conditioned on the intensity of meteorological drought was given as:

 $$P(LT\left|I_M\in M_i)\right.=\frac{P(I_M\in M_i,LT)}{P(I_M\in M_i)}=\frac{C(I_M\in M_i,LT)}{C(I_M\in M_i)}$$ (7)

where P(LT) is the probability the lag time and P(IM∈Mi) is the probability of meteorological drought intensity to which class it belongs. Mi is the class which meteorological drought have, i.e., M1 = Moderate, M2 = Severe, and M3 = Extreme, respectively. P(IM∈Mi,LT) is the joint probability between the lag time and the intensity of drought, which can be estimated using a copula function as C(IM∈Mi,LT). We used four types of copula functions: Gaussian, t, Clayton, and Gumbel to find out the joint probability function, and based on the p-value of Kolmogorov-Smirnov test the best copula function was selected.

##### Fig. 3.

Procedure of the Bayesian Network Model for Probabilistic Analysis

## 3. Results and Discussion

3.1 Identification of Drought Events and Their Relationship

The evaluation of meteorological and hydrological drought events was done using the SPI and SRI at different time scales. Most data used in previous studies was on monthly basis, however, in this study, we calculated the SPI on different weekly time scale of 1-, 4-, 8-, 12-, 16-, 20-, and 24-week. A four-week time scale of SRI was selected to compare the characteristics of hydrological drought events with meteorological drought events calculated by the SPI at different time scales. Suitable time scale of SPI was very necessary to identify the accurate relationship between the SPI and SRI. In order to select the most relevant time scale, this study performed a cross correlation analysis between the different time scales of SPI with the 4-week SRI. As a result, the 8-week time scale of SPI was selected as appropriate to compare characteristics with SRI in this study. The average number of drought events recorded across all sub-basins for historical period of 1967-2013 was 36 in case of meteorological droughts and 28 in case of hydrological droughts. For the first future period of climate change scenario, from 2014 to 2053, the average number of meteorological droughts recorded were 27 and hydrological droughts were 21 in number. For the second future period of climate change scenario, from 2053 to 2100, the number of droughts were 29 for meteorological one and 19 in case of hydrological droughts. The number of drought events become decreases moving from historical period to first future period, while in case of first to second future period there was slight increase in the meteorological drought while hydrological drought showed a decreasing trend.

3.2 Spatial Distribution of Drought Propagation Rate and Lag Time

We considered here the lag time to explain the relationship between the SPI and SRI according to Eq. (7). The propagation phenomena are complex, because it depends on various factors related to land, rainfall intensity, season, groundwater level etc. In this study, we incorporated the response rate to explain the relationship of hydrological drought to respond meteorological drought in terms of propagation. The percentage of response rate varied from to 6 % to 60 % in the historical period of time 1967-2013, in case of future climate change the percentage varies from 33 % to 88 % for the first future period (2014-2053), and for second future period (2054-2100) it varies from 0 % to 80 %. The results show that the propagation rate increased from historical period to first future period and slight decreased in second future period. However, the trend shifted spatially from south to north region. Table 3 clarifies the average characteristics of drought propagation over whole river basin under climate change.

Table 3. Summary of Drought Propagation Over Han River Basin

 Period Avg. number of meteorological droughts (n) Avg. number hydrological droughts responded (m) Avg. RT (%) Avg. LT (Week) Historical period 1967-2013 36 13 37 6.42 First future period 2014-2053 27 17 65 8.46 Second future period 2054-2100 29 14 48 8.25

Similarly, lag time show patchy pattern with increasing values from historical period to future climate change. For the historical period of 1967-2013 the lag time varied from 1 to 15 weeks, for the first future period the lag time increased and varied from 3 to 16 weeks, and for the second future period there was slight decrease in lag time and varied from 0 to 15 weeks. Table 3 also shows the average variation of lag time over whole river basin under climate change. These results of response rate and lag time for propagation clarified that the hydrological drought was highly dependent on the meteorological conditions. The reason for spatial distribution in propagation rate and weekly lag time was due to the variation in annual average precipitation and seasonal distribution of runoff in the basin. The annual average precipitation of some sub-basins located in the western and central regions of the Han River basin was high as compared to sub-basin located on eastern side (Yoon et al., 2013).

3.3 Probabilistic Relationship of Lag Time with Meteorological Drought

As we used the lag time as an indicator of propagation, our next task is to make relationship of lag time with intensity of meteorological drought. The illustration of lag time variations with different intensities of meteorological drought is shown in Figs. 4(a), (b), and (c) for historical, future first and second period time of climate change, respectively. It is cleared that the propagation occurred mostly when the meteorological drought was of moderate intensity, as the intensity of meteorological drought became severe to extreme, the propagation occurrence decreased and lag time also showed lower value. If the proper relationship between these results is established, then this relationship will be very helpful in forecasting of propagation of drought events and estimating the lag time to hydrological drought. Thus, we proposed a probabilistic relationship of lag time with intensity of meteorological drought based on Bayesian network model explained in Eq. (7), as the lag time developed when the propagation occurred.

##### Fig. 4.

Relation between Lag Time and Meteorological Drought

According to the p-value of Kolmogorov-Smirnov test, Clayton copula was chosen as most suitable to find joint distribution among others, as shown in Table 4. Figs. 5 (a), (b), and (c) show the probability of occurrence of lag time with intensity of meteorological drought, for historical and future periods of climate change, respectively. The probabilistic results of Bayesian model revealed that the probability of lag time occurrence varied under different intensities of meteorological drought, and varied spatio- temporally as well. The probability of occurrence of lag time decreased when the intensity of meteorological drought changes from moderate to severe and extreme condition during 1967-2013. The similar results were found for both future periods but with difference in spatial distribution, the values of probability increased in the first future period of 2014-2053 in some sub-basins and slight decreased in the second period of 2054-2100. The similar pattern can be observed in Fig. 4 as the lag time mostly observed when the intensity was lower. The most of the areas having high percentage propagation had more probability values.

Table 4. Statistics of K-S GOF Test to Find Best Copula for Joint Distribution

 Copula P-Value for Eq. (7) Gaussian 0.74 T 0.66 Gumbel 0.47 Clayton 0.84

##### Fig. 5.

Probability of Lag Time Occurrence Given Intensity of Propagated Meteorological Drought

## 4. Summary & Conclusion

In this study, we analyzed the propagation of drought over historical period of 1967-2013 and for future period of 2014-2100 under climate change scenario RCP 8.5, over the Han River basin. Meteorological and hydrological drought events were estimated using the SPI and SRI, respectively. The response rate was used to estimate the propagation rate and the lag time was used as an indicator of propagation, which further analyzed for making a probabilistic relationship with the intensity of meteorological drought using a Bayesian Network model.

The results revealed that the propagation rate and lag time show increasing and decreasing trends from the historical period to the first and second future period, respectively. The probabilistic results of Bayesian model revealed that the probability of lag time occurrence varied under different intensities of meteorological drought, and varied spatio-temporally as well. The probability of occurrence of lag time decreased when the intensity of meteorological drought changed from moderate to severe and extreme condition during 1967-2013. The similar results were found for both future periods but with difference in spatial distribution. These probabilistic results will help the water managers in making planning and forecasting of hydrological drought characteristics under changing conditions of climate. In the future, studies using various climate change scenarios should be conducted to derive more detailed forecasts of hydrological drought characteristics.

## Acknowledgements

This study was supported by Korea Ministry of Environment (MOE) as “Water Management Research Program (18AWMP- B079625-05).” The authors would like to acknowledge the Higher Education Commission (HEC) of Pakistan for granting a scholarship to Muhammad Nouman Sattar to pursue his Ph.D. degree. 본 논문은 2018 CONVENTION 논문을 수정·보완하여 작성되었습니다.

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